Short selling

Results: 2054



#Item
421Systemic risk / Financial regulation / Short selling / United States securities law / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Derivative / Short / Securities Exchange Act / Financial economics / Finance / Financial system

Comment Letter on File No. S7-27-10

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Source URL: www.sec.gov

Language: English - Date: 2010-11-29 15:24:37
422Financial markets / Money / Financial regulation / Short / Short selling / Brokerage firm / Securities market / Futures contract / Investment broker / Finance / Business / Financial economics

Microsoft Word - 17TR RL[removed]ed 5_eng

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Source URL: ameriabank.am

Language: English - Date: 2014-07-24 06:09:56
423Financial markets / Short selling / Securities / Credit / Repurchase agreement / Security / Short / Collateral / Bond / Finance / Financial economics / Economics

RULES CONCERNING HANDLING FOR BORROWING AND LENDING TRANSACTIONS OF SHARE CERTIFICATES, ETC. (November 30, [removed]Purpose) Article 1 The purpose of the Rules Concerning Handling for Borrowing and Lending Transactions of

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Source URL: www.jsda.or.jp

Language: English - Date: 2013-11-21 01:54:28
424Short selling / Investment banking / Subprime mortgage crisis / Financial economics / Business / Financial regulation / Finance / Short

INTERIM FINANCIAL DATA FOR THE SIX MONTHS ENDED SEPTEMBER 30, 2014 The Hachijuni Bank, Ltd.

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Source URL: www.82bank.co.jp

Language: English - Date: 2014-12-25 19:05:50
425Securities / Financial markets / Stock market / Short selling / LCH.Clearnet / Over-the-counter / Securities lending / Clearing / Security / Financial economics / Finance / Financial system

Good, Bad or Inevitable? The Introduction of CCPs in Securities Lending A White Paper on the issues, opportunities and implications for the securities lending industry. Authors: Andrew Howieson, Howieson Consulting and R

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Source URL: assets.tabbforum.com

Language: English - Date: 2011-05-03 09:54:58
426Affinity fraud / Securities offering / Short / Ponzi scheme / Regulation D / Hedge fund / Financial economics / Finance / Investment

Top Investor Threats of 2015 “Regulators are seeing classic threats to investors morph into new or altered dangers, many fueled by the Internet. Overarching all of these threats are unlicensed agents selling unregister

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Source URL: www.ofi.louisiana.gov

Language: English - Date: 2014-12-12 14:32:36
427Finance / United States securities law / SEC filings / Financial regulation / Short selling / Lexington /  Kentucky / Schedule 13D / Short / Securities Exchange Act / Financial economics / Stock market / Investment

Microsoft Word - id379cff.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-06-05 14:13:31
428Financial markets / Short selling / Stock market / Financial regulation / Federal Financial Supervisory Authority / Short / Naked short selling / Securities market / Market maker / Finance / Financial economics / Business

Date: 24 July 2012 ESMA/2011/39a UPDATE ON MEASURES ADOPTED BY COMPETENT AUTHORITIES ON SHORT SELLING EU securities regulators are closely monitoring the functioning of the markets and continue considering possible actio

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Source URL: www.managedfunds.org

Language: English
429Business / Financial regulation / Short / Short selling / Burnet v. Logan / Repurchase agreement / Income tax in the United States / Amount realized / Taxation in the United States / Finance / Financial economics

DEPARTMENT OF THE TREASURY I N T E R N AL R E V E N U E S E R V I C E WASHINGTON, D.C[removed]December 23, 1998

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Source URL: www.irs.gov

Language: English - Date: 2012-07-27 21:31:25
430Stock market / Financial markets / Short selling / Government bonds / Repurchase agreement / Bond / Short / Security / Over-the-counter / Financial economics / Finance / Economics

Regulations Concerning Underwriting of Securities

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Source URL: www.jsda.or.jp

Language: English - Date: 2013-11-21 01:54:41
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